Roger W. Byrd - 16 Feb 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
General Counsel, Sec., SVP
Signature
/s/ Roger W. Byrd
Issuer symbol
KODK
Transactions as of
16 Feb 2023
Net transactions value
$0
Form type
4
Filing time
21 Feb 2023, 15:43:29 UTC
Previous filing
19 Jan 2022
Next filing
19 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 39,292 16 Feb 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -15,000 -100% 0 16 Feb 2023 Common Stock, par value $.01 15,000 $3.03 Direct F1
transaction KODK Stock Option (Right to Buy) Award +15,000 15,000 16 Feb 2023 Common Stock, par value $.01 15,000 $3.03 Direct F1
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -10,000 -100% 0 16 Feb 2023 Common Stock, par value $.01 10,000 $4.53 Direct F1
transaction KODK Stock Option (Right to Buy) Award +10,000 10,000 16 Feb 2023 Common Stock, par value $.01 10,000 $4.53 Direct F1
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -10,000 -100% 0 16 Feb 2023 Common Stock, par value $.01 10,000 $6.03 Direct F1
transaction KODK Stock Option (Right to Buy) Award +10,000 10,000 16 Feb 2023 Common Stock, par value $.01 10,000 $6.03 Direct F1
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -10,000 -100% 0 16 Feb 2023 Common Stock, par value $.01 10,000 $12.00 Direct F1
transaction KODK Stock Option (Right to Buy) Award +10,000 10,000 16 Feb 2023 Common Stock, par value $.01 10,000 $12.00 Direct F1
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -89,744 -100% 0 16 Feb 2023 Common Stock, par value $.01 89,744 $3.09 Direct F2
transaction KODK Stock Option (Right to Buy) Award +89,744 89,744 16 Feb 2023 Common Stock, par value $.01 89,744 $3.09 Direct F2
transaction KODK Stock Option (Right to Buy) Disposed to Issuer -30,457 -100% 0 16 Feb 2023 Common Stock, par value $.01 30,457 $12.50 Direct F3
transaction KODK Stock Option (Right to Buy) Award +30,457 30,457 16 Feb 2023 Common Stock, par value $.01 30,457 $12.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.
F2 The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.
F3 The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.