Roger W. Byrd - 17 May 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
General Counsel, Sec., SVP
Signature
/s/ Roger W. Byrd
Issuer symbol
KODK
Transactions as of
17 May 2023
Transactions value $
$0
Form type
4
Filing time
19 May 2023, 17:04:53 UTC
Previous filing
21 Feb 2023
Next filing
04 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KODK Common Stock, par value $.01 39.3K 17 May 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Award $0 +25K $0.00 25K 17 May 2023 Common Stock, par value $.01 25K $0.00 Direct F1
transaction KODK Performance Stock Units Award $0 +25K $0.00 25K 17 May 2023 Common Stock, par value $.01 25K $0.00 Direct F2
transaction KODK Stock Option (Right to Buy) Award $0 +25K $0.00 25K 17 May 2023 Common Stock, par value $.01 25K $4.28 Direct F3
transaction KODK Stock Option (Right to Buy) Award $0 +25K $0.00 25K 17 May 2023 Common Stock, par value $.01 25K $4.28 Direct F4
holding KODK Stock Option (Right to Buy) 15K 17 May 2023 Common Stock, par value $.01 15K $3.03 Direct F5
holding KODK Stock Option (Right to Buy) 10K 17 May 2023 Common Stock, par value $.01 10K $4.53 Direct F5
holding KODK Stock Option (Right to Buy) 10K 17 May 2023 Common Stock, par value $.01 10K $6.03 Direct F5
holding KODK Stock Option (Right to Buy) 10K 17 May 2023 Common Stock, par value $.01 10K $12.00 Direct F5
holding KODK Stock Option (Right to Buy) 89.7K 17 May 2023 Common Stock, par value $.01 89.7K $3.09 Direct F6
holding KODK Stock Option (Right to Buy) 30.5K 17 May 2023 Common Stock, par value $.01 30.5K $12.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.
F2 These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
F3 This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.
F4 This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
F5 This option vested one-third on each of 7/27/2021 and 7/27/2022 and vests one-third on 7/27/2023.
F6 This option is fully vested as of the date of this report.