Roger W. Byrd - 16 Jan 2022 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
General Counsel, Sec., SVP
Signature
/s/ Roger W. Byrd
Issuer symbol
KODK
Transactions as of
16 Jan 2022
Net transactions value
-$25,247
Form type
4
Filing time
19 Jan 2022, 15:30:40 UTC
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +18,879 +73% $0.000000 44,890 16 Jan 2022 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $25,247 -5,598 -12% $4.51 39,292 16 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -18,879 -100% $0.000000* 0 16 Jan 2022 Common Stock, par value $.01 18,879 $0.000000 Direct F1
holding KODK Stock Option (Right to Buy) 15,000 16 Jan 2022 Common Stock, par value $.01 15,000 $3.03 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 16 Jan 2022 Common Stock, par value $.01 10,000 $4.53 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 16 Jan 2022 Common Stock, par value $.01 10,000 $6.03 Direct F3
holding KODK Stock Option (Right to Buy) 10,000 16 Jan 2022 Common Stock, par value $.01 10,000 $12.00 Direct F3
holding KODK Stock Option (Right to Buy) 89,744 16 Jan 2022 Common Stock, par value $.01 89,744 $3.09 Direct F4
holding KODK Stock Option (Right to Buy) 30,457 16 Jan 2022 Common Stock, par value $.01 30,457 $12.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.
F4 This option has fully vested as of the date of this report.