Roger W. Byrd - 16 Jan 2022 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
General Counsel, Sec., SVP
Signature
/s/ Roger W. Byrd
Issuer symbol
KODK
Transactions as of
16 Jan 2022
Transactions value $
-$25,247
Form type
4
Filing time
19 Jan 2022, 15:30:40 UTC
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +18.9K +72.58% $0.00 44.9K 16 Jan 2022 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability -$25.2K -5.6K -12.47% $4.51 39.3K 16 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -18.9K -100% $0.00* 0 16 Jan 2022 Common Stock, par value $.01 18.9K $0.00 Direct F1
holding KODK Stock Option (Right to Buy) 15K 16 Jan 2022 Common Stock, par value $.01 15K $3.03 Direct F3
holding KODK Stock Option (Right to Buy) 10K 16 Jan 2022 Common Stock, par value $.01 10K $4.53 Direct F3
holding KODK Stock Option (Right to Buy) 10K 16 Jan 2022 Common Stock, par value $.01 10K $6.03 Direct F3
holding KODK Stock Option (Right to Buy) 10K 16 Jan 2022 Common Stock, par value $.01 10K $12.00 Direct F3
holding KODK Stock Option (Right to Buy) 89.7K 16 Jan 2022 Common Stock, par value $.01 89.7K $3.09 Direct F4
holding KODK Stock Option (Right to Buy) 30.5K 16 Jan 2022 Common Stock, par value $.01 30.5K $12.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 Except as otherwise provided in the award notice, this option vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.
F4 This option has fully vested as of the date of this report.