B. Frieberg - Nov 23, 2022 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director
Signature
/s/ Scott E. Royer, Attorney-in-Fact for Jacob B. Frieberg
Stock symbol
VCNX
Transactions as of
Nov 23, 2022
Transactions value $
$100,000
Form type
4
Date filed
11/28/2022, 03:33 PM
Previous filing
Oct 3, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Award $100K +189K +4584.52% $0.53 193K Nov 23, 2022 By Gee Eff Services Limited F2
holding VCNX Common Stock 63.5K Nov 23, 2022 Direct
holding VCNX Common Stock 94.5K Nov 23, 2022 By Benbow Estates, Ltd. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VCNX Stock Option (Right to Buy) 6.4K Nov 23, 2022 Common Stock 6.4K $13.60 Direct F3
holding VCNX Stock Option (Right to Buy) 2.5K Nov 23, 2022 Common Stock 2.5K $5.26 Direct F3
holding VCNX Stock Option (Right to Buy) 7.72K Nov 23, 2022 Common Stock 7.72K $7.78 Direct F3, F4
holding VCNX Stock Option (Right to Buy) 2.39K Nov 23, 2022 Common Stock 2.39K $5.52 Direct F3
holding VCNX Stock Option (Right to Buy) 1.86K Nov 23, 2022 Common Stock 1.86K $7.17 Direct F3
holding VCNX Stock Option (Right to Buy) 2.74K Nov 23, 2022 Common Stock 2.74K $4.85 Direct F3
holding VCNX Stock Option (Right to Buy) 3.34K Nov 23, 2022 Common Stock 3.34K $4.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15.7K Nov 23, 2022 Common Stock 15.7K $3.95 Direct F3, F5
holding VCNX Stock Option (Right to Buy) 3.76K Nov 23, 2022 Common Stock 3.76K $3.61 Direct F3
holding VCNX Stock Option (Right to Buy) 7.63K Nov 23, 2022 Common Stock 7.63K $1.78 Direct F3
holding VCNX Stock Option (Right to Buy) 6.55K Nov 23, 2022 Common Stock 6.55K $2.07 Direct F3
holding VCNX Stock Option (Right to Buy) 4.54K Nov 23, 2022 Common Stock 4.54K $2.98 Direct F3
holding VCNX Stock Option (Right to Buy) 28.6K Nov 23, 2022 Common Stock 28.6K $2.15 Direct F3, F6
holding VCNX Stock Option (Right to Buy) 4.8K Nov 23, 2022 Common Stock 4.8K $2.80 Direct F3
holding VCNX Stock Option (Right to Buy) 6.23K Nov 23, 2022 Common Stock 6.23K $2.16 Direct F3
holding VCNX Stock Option (Right to Buy) 12.9K Nov 23, 2022 Common Stock 12.9K $1.04 Direct F3
holding VCNX Stock Option (Right to Buy) 10K Nov 23, 2022 Common Stock 10K $1.32 Direct F3
holding VCNX Stock Option (Right to Buy) 53.3K Nov 23, 2022 Common Stock 53.3K $1.12 Direct F7
holding VCNX Stock Option (Right to Buy) 12.1K Nov 23, 2022 Common Stock 12.1K $1.08 Direct F3
holding VCNX Stock Option (Right to Buy) 26.3K Nov 23, 2022 Common Stock 26.3K $0.50 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Frieberg's spouse is the owner of Benbow Estates, Ltd. and Mr. Frieberg is an officer of Benbow Estates, Ltd. Mr. Frieberg disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Frieberg is the sole owner and President of Gee Eff Services Limited.
F3 Exercisable in full as of the date of this report.
F4 This option expires on May 14, 2029 or five years following retirement or cessation of services, whichever occurs first.
F5 This option expires on May 12, 2030 or five years following retirement or cessation of services, whichever occurs first.
F6 This option expires on May 9, 2031 or five years following retirement or cessation of services, whichever occurs first.
F7 This option expires on May 9, 2032 or five years following retirement or cessation of services, whichever occurs first.