Bruce D. Broussard - 15 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role: President & CEO, Director
Signature: Bruce D. Broussard
Issuer symbol: HUM
Transactions as of: 15 Dec 2022
Net transactions value: -$1,469,878
Form type: 4
Filing time: 19 Dec 2022, 12:38:09 UTC
Previous filing: 14 Dec 2022
Next filing: 28 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HUM	Humana Common	Options Exercise	$0	+2,673	+4.1%	$0.000000	68,275	15 Dec 2022	Direct
transaction	HUM	Humana Common	Tax liability	$536,541	-1,052	-1.5%	$510.02	67,223	15 Dec 2022	Direct	F8
transaction	HUM	Humana Common	Options Exercise	$0	+2,464	+3.7%	$0.000000	69,687	15 Dec 2022	Direct
transaction	HUM	Humana Common	Tax liability	$494,719	-970	-1.4%	$510.02	68,717	15 Dec 2022	Direct	F8
transaction	HUM	Humana Common	Options Exercise	$0	+2,183	+3.2%	$0.000000	70,900	15 Dec 2022	Direct
transaction	HUM	Humana Common	Tax liability	$438,617	-860	-1.2%	$510.02	70,040	15 Dec 2022	Direct	F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Options Exercise	$0	-2,673	-100%	$0.000000^*	0	15 Dec 2022	Humana Common	2,673		Direct	F4, F5
transaction	HUM	Restricted Stock Units	Options Exercise	$0	-2,464	-50%	$0.000000	2,465	15 Dec 2022	Humana Common	2,464		Direct	F4, F6
transaction	HUM	Restricted Stock Units	Options Exercise	$0	-2,183	-33%	$0.000000	4,368	15 Dec 2022	Humana Common	2,183		Direct	F4, F7
holding	HUM	Options						13,430	15 Dec 2022	Humana Common	13,430	$350.79	Direct	F1
holding	HUM	Options						30,425	15 Dec 2022	Humana Common	30,425	$376.61	Direct	F2
holding	HUM	Options						23,734	15 Dec 2022	Humana Common	23,734	$425.06	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F3	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F4	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5	Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6	Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7	Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
F8	Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.