Bruce D. Broussard - Dec 15, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Dec 15, 2022
Transactions value $
-$1,469,878
Form type
4
Date filed
12/19/2022, 12:38 PM
Previous filing
Dec 14, 2022
Next filing
Feb 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +2.67K +4.07% $0.00 68.3K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$537K -1.05K -1.54% $510.02 67.2K Dec 15, 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +2.46K +3.67% $0.00 69.7K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$495K -970 -1.39% $510.02 68.7K Dec 15, 2022 Direct F8
transaction HUM Humana Common Options Exercise $0 +2.18K +3.18% $0.00 70.9K Dec 15, 2022 Direct
transaction HUM Humana Common Tax liability -$439K -860 -1.21% $510.02 70K Dec 15, 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -2.67K -100% $0.00* 0 Dec 15, 2022 Humana Common 2.67K Direct F4, F5
transaction HUM Restricted Stock Units Options Exercise $0 -2.46K -49.99% $0.00 2.47K Dec 15, 2022 Humana Common 2.46K Direct F4, F6
transaction HUM Restricted Stock Units Options Exercise $0 -2.18K -33.32% $0.00 4.37K Dec 15, 2022 Humana Common 2.18K Direct F4, F7
holding HUM Options 13.4K Dec 15, 2022 Humana Common 13.4K $350.79 Direct F1
holding HUM Options 30.4K Dec 15, 2022 Humana Common 30.4K $376.61 Direct F2
holding HUM Options 23.7K Dec 15, 2022 Humana Common 23.7K $425.06 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
F8 Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.