Bruce D. Broussard - Feb 24, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Feb 24, 2023
Transactions value $
-$14,461,571
Form type
4
Date filed
2/28/2023, 01:19 PM
Previous filing
Dec 19, 2022
Next filing
Apr 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +28.5K +40.68% $0.00 98.5K Feb 24, 2023 Direct F9
transaction HUM Humana Common Tax liability -$5.57M -10.9K -11.08% $510.24 87.6K Feb 24, 2023 Direct F10
transaction HUM Humana Common Sale -$8.89M -17.6K -20.06% $505.85 70K Feb 27, 2023 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +26.5K $0.00 26.5K Feb 24, 2023 Humana Common 26.5K $510.24 Direct F4
transaction HUM Restricted Stock Units Award $0 +6.86K $0.00 6.86K Feb 24, 2023 Humana Common 6.86K Direct F5, F8
holding HUM Options 13.4K Feb 24, 2023 Humana Common 13.4K $350.79 Direct F1
holding HUM Options 30.4K Feb 24, 2023 Humana Common 30.4K $376.61 Direct F2
holding HUM Options 23.7K Feb 24, 2023 Humana Common 23.7K $425.06 Direct F3
holding HUM Restricted Stock Units 2.47K Feb 24, 2023 Humana Common 2.47K Direct F5, F6
holding HUM Restricted Stock Units 4.37K Feb 24, 2023 Humana Common 4.37K Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Performance Stock Units vested on 2/24/23, not required to be reported until vest.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.
F11 Price reported is weighted average sales price.