Bruce D. Broussard - Feb 24, 2023 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Feb 24, 2023
Transactions value $
-$14,461,571
Form type
4
Date filed
2/28/2023, 01:19 PM
Previous filing
Dec 19, 2022
Next filing
Apr 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +28.5 K +40.68% $0.00 98.5 K Feb 24, 2023 Direct F9
transaction HUM Humana Common Tax liability -$5.57 M -10.9 K -11.08% $510.24 87.6 K Feb 24, 2023 Direct F10
transaction HUM Humana Common Sale -$8.89 M -17.6 K -20.06% $505.85 70 K Feb 27, 2023 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Award $0 +26.5 K $0.00 26.5 K Feb 24, 2023 Humana Common 26.5 K $510.24 Direct F4
transaction HUM Restricted Stock Units Award $0 +6.86 K $0.00 6.86 K Feb 24, 2023 Humana Common 6.86 K Direct F5, F8
holding HUM Options 13.4 K Feb 24, 2023 Humana Common 13.4 K $350.79 Direct F1
holding HUM Options 30.4 K Feb 24, 2023 Humana Common 30.4 K $376.61 Direct F2
holding HUM Options 23.7 K Feb 24, 2023 Humana Common 23.7 K $425.06 Direct F3
holding HUM Restricted Stock Units 2.47 K Feb 24, 2023 Humana Common 2.47 K Direct F5, F6
holding HUM Restricted Stock Units 4.37 K Feb 24, 2023 Humana Common 4.37 K Direct F5, F7

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments on 2/22/22, 2/22/23, & 2/22/24.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments on 2/21/23, 2/21/24, & 2/21/25.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F8 Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9 Performance Stock Units vested on 2/24/23, not required to be reported until vest.
F10 Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/24/23.
F11 Price reported is weighted average sales price.