BRUCE D. BROUSSARD - 12 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Issuer symbol
HUM
Transactions as of
12 Dec 2022
Net transactions value
-$3,723,438
Form type
4
Filing time
14 Dec 2022, 08:56:10 UTC
Previous filing
07 Nov 2022
Next filing
19 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Sale $3,723,438 -7,000 -9.6% $531.92 65,602 12 Dec 2022 Direct F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Options 13,430 12 Dec 2022 Humana Common 13,430 $350.79 Direct F1
holding HUM Options 30,425 12 Dec 2022 Humana Common 30,425 $376.61 Direct F2
holding HUM Options 23,734 12 Dec 2022 Humana Common 23,734 $425.06 Direct F3
holding HUM Restricted Stock Units 2,673 12 Dec 2022 Humana Common 2,673 Direct F4, F5
holding HUM Restricted Stock Units 4,929 12 Dec 2022 Humana Common 4,929 Direct F4, F6
holding HUM Restricted Stock Units 6,551 12 Dec 2022 Humana Common 6,551 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments.
F4 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F6 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F7 Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24
F8 Price reported is weighted average sales price.