Susan D. Schick - Sep 1, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Seg Pres. Grp. & Military Bus.
Signature
Susan D. Schick
Stock symbol
HUM
Transactions as of
Sep 1, 2022
Transactions value $
-$21,785
Form type
4
Date filed
9/6/2022, 01:52 PM
Previous filing
Feb 23, 2022
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +144 +10.66% $0.00 1.5K Sep 1, 2022 Direct
transaction HUM Humana Common Tax liability -$21.8K -45 -3.01% $484.12 1.45K Sep 1, 2022 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -144 -33.18% $0.00 290 Sep 1, 2022 Humana Common 144 Direct F3, F7
holding HUM Options 1.77K Sep 1, 2022 Humana Common 1.77K $403.05 Direct F1
holding HUM Options 2.69K Sep 1, 2022 Humana Common 2.69K $425.06 Direct F2
holding HUM Restricted Stock Units 238 Sep 1, 2022 Humana Common 238 Direct F3, F4
holding HUM Restricted Stock Units 1.6K Sep 1, 2022 Humana Common 1.6K Direct F3, F5
holding HUM Restricted Stock Units 379 Sep 1, 2022 Humana Common 379 Direct F3, F6
holding HUM Restricted Stock Units 741 Sep 1, 2022 Humana Common 741 Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 9/1/2021, vesting in three annual increments from 9/1/22 to 9/1/24.
F2 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
F3 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F4 Restricted stock units granted to reporting person on 2/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F5 Restricted stock units granted to reporting person on 3/1/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F6 Restricted stock units granted to reporting person on 2/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. Unvested restricted stock units were inadvertently omitted from Table II in Form 3 and Form 4 filed on 9/1/21. Table II is current and updated moving forward.
F7 Restricted stock units granted to reporting person on 9/1/2021, 33% of the award is vesting on 9/1/22, 9/1/23, and 9/1/24.
F8 Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F9 Disposition represents shares withheld for taxes on the vesting. No open market sale or value received in return.