| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $99.9K | +372 | +0.47% | $268.47 | 80K | Nov 3, 2022 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$100K | -179 | -0.22% | $560.14 | 79.8K | Nov 3, 2022 | Direct | F10 |
| transaction | HUM | Humana Common | Options Exercise | $99.8K | +324 | +0.41% | $307.97 | 80.2K | Nov 3, 2022 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$100K | -179 | -0.22% | $560.14 | 80K | Nov 3, 2022 | Direct | F10 |
| transaction | HUM | Humana Common | Options Exercise | $4.05M | +13.1K | +16.44% | $307.97 | 93.1K | Nov 3, 2022 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$5.37M | -9.59K | -10.29% | $560.14 | 83.5K | Nov 3, 2022 | Direct | F11 |
| transaction | HUM | Humana Common | Options Exercise | $9.42M | +26.9K | +32.15% | $350.79 | 110K | Nov 3, 2022 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$11.7M | -20.8K | -18.88% | $560.14 | 89.6K | Nov 3, 2022 | Direct | F11 |
| transaction | HUM | Humana Common | Sale | -$5.1M | -9K | -10.05% | $566.17 | 80.6K | Nov 3, 2022 | Direct | F12 |
| transaction | HUM | Humana Common | Gift | $0 | -2.98K | -3.7% | $0.00 | 77.6K | Sep 20, 2022 | Direct | F13 |
| transaction | HUM | Humana Common | Gift | $0 | -2.98K | -3.84% | $0.00 | 74.6K | Sep 20, 2022 | Direct | F14 |
| transaction | HUM | Humana Common | Gift | $0 | -2K | -2.68% | $0.00 | 72.6K | Sep 20, 2022 | Direct | F15 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Options | Options Exercise | $0 | -372 | -100% | $0.00* | 0 | Nov 3, 2022 | Humana Common | 372 | $268.47 | Direct | F1 |
| transaction | HUM | Options | Options Exercise | $0 | -13.5K | -100% | $0.00* | 0 | Nov 3, 2022 | Humana Common | 13.5K | $307.97 | Direct | F2 |
| transaction | HUM | Options | Options Exercise | $0 | -26.9K | -66.67% | $0.00 | 13.4K | Nov 3, 2022 | Humana Common | 26.9K | $350.79 | Direct | F3 |
| holding | HUM | Options | 30.4K | Nov 3, 2022 | Humana Common | 30.4K | $376.61 | Direct | F4 | |||||
| holding | HUM | Options | 23.7K | Nov 3, 2022 | Humana Common | 23.7K | $425.06 | Direct | F5 | |||||
| holding | HUM | Restricted Stock Units | 2.67K | Nov 3, 2022 | Humana Common | 2.67K | Direct | F6, F7 | ||||||
| holding | HUM | Restricted Stock Units | 4.93K | Nov 3, 2022 | Humana Common | 4.93K | Direct | F6, F8 | ||||||
| holding | HUM | Restricted Stock Units | 6.55K | Nov 3, 2022 | Humana Common | 6.55K | Direct | F6, F9 |
| Id | Content |
|---|---|
| F1 | Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments. |
| F2 | Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments. |
| F6 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F7 | Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22. |
| F8 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| F9 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F10 | Shares reported represent shares swapped in for the purchase price of options exercised, using the FMV on 11/2/22. |
| F11 | Shares reported represent shares swapped in for the purchase price and taxes on options exercised, using FMV on 11/2/22 for computing shares swapped for purchase price and FMV on 11/3/22 for computing shares swapped for tax liability. |
| F12 | Price reported is weighted average sales price. |
| F13 | Shares transferred represent a gift to a Trust in the name of affiliate's son, effective September 20, 2022. Affiliate is not a Trustee and has no pecuniary interest or investment discretion. |
| F14 | Shares transferred represent a gift to a Trust in the name of affiliate's daughter, effective September 20, 2022. Affiliate is not a Trustee and has no pecuniary interest or investment discretion. |
| F15 | Shares represent a charitable gift/donation, effective September 20, 2022, in which no value was received in return. |