Justin Hotard - Dec 8, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, HPC and AI
Signature: Ki Hoon Kim as Attorney-in-Fact for Justin Hotard
Stock symbol: HPE
Transactions as of: Dec 8, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/12/2022, 05:04 PM
Previous filing: Mar 3, 2022
Next filing: Dec 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						13.8K	Dec 8, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+468	+2.41%		19.9K	Apr 8, 2022	Common Stock	468		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+936	+2.52%		38.2K	Apr 8, 2022	Common Stock	936		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+1.02K	+2.54%		41.3K	Apr 8, 2022	Common Stock	1.02K		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+2.55K	+2.6%		101K	Apr 8, 2022	Common Stock	2.55K		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+138K			138K	Dec 8, 2022	Common Stock	138K		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 133.3267 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 162.7415 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 172.2761 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F3	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 266.4894 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 325.2828 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 344.3403 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4	As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22, 19,540 of which will vest on 03/02/23, and 19,541 of which will vest on 03/02/24. To clarify, the 03/02/22 reporting of shares withheld for taxes should reflect code "F". Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 291.2870 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 355.5512 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 376.3820 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 726.9242 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 887.2995 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 939.2841 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F6	On 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.