Justin Hotard - 09 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, HPC and AI
Signature: Ki Hoon Kim as Attorney-in-Fact for Justin Hotard
Issuer symbol: HPE
Transactions as of: 09 Dec 2022
Net transactions value: +$731,692
Form type: 4
Filing time: 13 Dec 2022, 20:47:09 UTC
Previous filing: 12 Dec 2022
Next filing: 15 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$542,462	+33,589	+244%	$16.15	47,377	09 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$167,379	-10,364	-22%	$16.15	37,013	09 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$321,272	+19,893	+54%	$16.15	56,906	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$131,493	-8,142	-14%	$16.15	48,764	10 Dec 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$308,110	+19,078	+39%	$16.15	67,842	10 Dec 2022	Direct
transaction	HPE	Common Stock	Tax liability	$141,280	-8,748	-13%	$16.15	59,094	10 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-19,893	-100%		0	10 Dec 2022	Common Stock	19,893		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-19,078	-50%		19,077	10 Dec 2022	Common Stock	19,078		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-33,589	-33%		67,177	09 Dec 2022	Common Stock	33,589		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,005 vested dividend equivalent rights and a de minimus adjustment of 0.3457 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights.