Justin Hotard - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, HPC and AI
Signature: Ki Hoon Kim as Attorney-in-Fact for Justin Hotard
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $731,692
Form type: 4
Date filed: 12/13/2022, 08:47 PM
Previous filing: Dec 12, 2022
Next filing: Dec 15, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$542K	+33.6K	+243.61%	$16.15	47.4K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$167K	-10.4K	-21.88%	$16.15	37K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$321K	+19.9K	+53.75%	$16.15	56.9K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$131K	-8.14K	-14.31%	$16.15	48.8K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$308K	+19.1K	+39.12%	$16.15	67.8K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$141K	-8.75K	-12.89%	$16.15	59.1K	Dec 10, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-19.9K	-100%		0	Dec 10, 2022	Common Stock	19.9K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-19.1K	-50%		19.1K	Dec 10, 2022	Common Stock	19.1K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-33.6K	-33.33%		67.2K	Dec 9, 2022	Common Stock	33.6K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 53,662 restricted stock units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,005 vested dividend equivalent rights and a de minimus adjustment of 0.3457 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,080 vested dividend equivalent rights and a de minimus adjustment of 0.2768 due to fractional rounding of the dividend equivalent rights.