Justin Hotard - Mar 2, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, GM, HPC and AI
Signature: Derek Windham as Attorney-in-Fact for Justin Hotard
Stock symbol: HPE
Transactions as of: Mar 2, 2022
Transactions value $: $234,258
Form type: 4
Date filed: 3/3/2022, 05:49 PM
Previous filing: Dec 16, 2021
Next filing: Dec 12, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$342K	+20.1K		$16.99	20.1K	Mar 2, 2022	Direct
transaction	HPE	Common Stock	Sale	-$108K	-6.36K	-31.56%	$16.99	13.8K	Mar 2, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+125	+0.65%		19.4K	Jan 7, 2022	Common Stock	125		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+250	+0.68%		37.2K	Jan 7, 2022	Common Stock	250		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-20.1K	-33.33%		40.3K	Mar 2, 2022	Common Stock	20.1K		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+683	+0.7%		98.2K	Jan 7, 2022	Common Stock	683		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19, the reporting person was granted 53,662 Restricted Stock Units ("RSUs"), 17,887 of which vested on 12/10/20, 17,887 of which vested on 12/10/21, and 17,888 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 125.3100 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F3	As previously reported, on 12/10/20, the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 250.4658 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F4	As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which will vest on each of 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 410.6550 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, and a de minimus adjustment of 0.5538 due to fractional rounding of the dividend equivalent rights at $16.99 per RSU credited to the reporting person's account on 03/02/22.
F5	As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.