Irv Rothman - 08 Dec 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Ki Hoon Kim as Attorney-in-Fact for Irv Rothman
Issuer symbol: HPE
Transactions as of: 08 Dec 2022
Net transactions value: $0
Form type: 4
Filing time: 12 Dec 2022, 17:03:25 UTC
Previous filing: 13 Sep 2022
Next filing: 13 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						0	08 Dec 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+107	+0.87%		12,324	07 Oct 2022	Common stock	107		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+304	+0.91%		33,711	07 Oct 2022	Common Stock	304		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+548	+0.94%		58,780	07 Oct 2022	Common Stock	548		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+53,714			53,714	08 Dec 2022	Common Stock	53,714		Direct	F1, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19 the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 106.5361 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F3	As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 303.7849 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4	As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 547.9165 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5	On 12/08/22, the reporting person was granted 53,714 RSUs, 17,904 of which will vest on 12/08/23, and 17,905 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.