Irv Rothman - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Ki Hoon Kim as Attorney-in-Fact for Irv Rothman
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $823,052
Form type: 4
Date filed: 12/13/2022, 08:46 PM
Previous filing: Dec 12, 2022
Next filing: Dec 19, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$316K	+19.6K		$16.15	19.6K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$162K	-10K	-51.16%	$16.15	9.57K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$199K	+12.3K	+128.77%	$16.15	21.9K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$97.6K	-6.05K	-27.61%	$16.15	15.9K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$272K	+16.9K	+106.35%	$16.15	32.7K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$133K	-8.25K	-25.23%	$16.15	24.5K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Award	$211K	+13K	+53.32%	$16.15	37.5K	Dec 9, 2022	Direct	F1
transaction	HPE	Common Stock	Tax liability	-$108K	-6.67K	-17.79%	$16.15	30.8K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Award	$666K	+41.2K	+133.77%	$16.15	72.1K	Dec 9, 2022	Direct	F2
transaction	HPE	Common Stock	Tax liability	-$341K	-21.1K	-29.27%	$16.15	51K	Dec 9, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-12.3K	-100%		0	Dec 10, 2022	Common stock	12.3K		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Options Exercise		-16.9K	-50%		16.9K	Dec 10, 2022	Common Stock	16.9K		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Options Exercise		-19.6K	-33.34%		39.2K	Dec 9, 2022	Common Stock	19.6K		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On 12/10/19 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2	On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/19 the reporting person was granted 34,722 restricted stock units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,263 vested dividend equivalent rights and a de minimus adjustment of 0.8822 due to fractional rounding of the dividend equivalent rights.
F5	As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which vested on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,085 vested dividend equivalent rights and a de minimus adjustment of 0.1734 due to fractional rounding of the dividend equivalent rights.
F6	As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which vested on 12/09/22, and 18,964 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 631 vested dividend equivalent rights and a de minimus adjustment of 0.9087 due to fractional rounding of the dividend equivalent rights.