Irv Rothman - 09 Sep 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Ki Hoon Kim as Attorney-in-Fact for Irv Rothman
Issuer symbol: HPE
Transactions as of: 09 Sep 2022
Net transactions value: -$934,815
Form type: 4
Filing time: 13 Sep 2022, 16:59:25 UTC
Previous filing: 17 Dec 2021
Next filing: 12 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	$934,815	-70,115	-100%	$13.33	0	09 Sep 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+261	+2.2%		12,218	07 Jan 2022	Common stock	261		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Award		+743	+2.3%		33,407	07 Jan 2022	Common Stock	743		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Award		+1,340	+2.4%		58,232	07 Jan 2022	Common Stock	1,340		Direct	F3, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/22.
F2	The price in Column 4 is a weighted average price. The prices actually paid ranged from $13.30 to $13.39. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 12/10/19 the reporting person was granted 34,722 Restricted Stock Units ("RSUs"), 11,574 of which vested on 12/10/20, 11,061 of which vested on 12/10/21, and 11,062 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 77.4921 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 82.4497 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 100.6399 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F5	As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.9667 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 235.1031 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 286.9719 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F6	As previously reported, on 12/09/21 the reporting person was granted 56,892 RSUs, 18,964 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 398.5429 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 424.0398 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 517.5921 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.