Carolyn Schwab-Pomerantz - Nov 1, 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Nov 1, 2022
Transactions value $
-$1,061,564
Form type
4
Date filed
11/3/2022, 07:26 PM
Previous filing
Nov 1, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Tax liability -$52.7K -657 -7.4% $80.26 8.22K Nov 1, 2022 Direct F1, F2
transaction SCHW Common Stock Sale -$500K -6.27K -0.36% $79.82 1.74M Nov 1, 2022 by Trust F3
transaction SCHW Common Stock Tax liability -$11.2K -141 -1.78% $79.50 7.78K Nov 2, 2022 Direct F1, F4
transaction SCHW Common Stock Sale -$497K -6.27K -0.36% $79.29 1.73M Nov 2, 2022 by Trust F5
holding SCHW Common Stock 596K Nov 1, 2022 by Spouse as Trustee
holding SCHW Common Stock 2.8K Nov 1, 2022 by LLC
holding SCHW Common Stock 1.46K Nov 1, 2022 by 401(k) F6
holding SCHW Common Stock 3.11K Nov 1, 2022 by ESOP F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for taxes upon the settlement of Restricted Stock Units granted to the reporting person.
F2 Excludes 1,378 shares previously owned directly that were transferred to a trust on November 1, 2022.
F3 This transaction was executed in multiple trades at prices ranging from $79.745 to $79.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Excludes 296 shares previously owned directly that were transferred to a trust on November 2, 2022.
F5 This transaction was executed in multiple trades at prices ranging from $79.25 to $79.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 This information is based on a plan statement as of September 30, 2022.