Carolyn Schwab-Pomerantz - 01 Mar 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Issuer symbol
SCHW
Transactions as of
01 Mar 2023
Net transactions value
-$37,773
Form type
4
Filing time
06 Mar 2023, 20:09:42 UTC
Previous filing
03 Nov 2022
Next filing
23 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Award $0 +3,107 +40% $0.000000 10,890 01 Mar 2023 Direct F1
transaction SCHW Common Stock Tax liability $37,773 -489 -4.5% $77.24 10,401 01 Mar 2023 Direct F2
holding SCHW Common Stock 1,733,583 01 Mar 2023 by Trust F3
holding SCHW Common Stock 596,456 01 Mar 2023 by Spouse as Trustee
holding SCHW Common Stock 2,798 01 Mar 2023 by LLC
holding SCHW Common Stock 1,465 01 Mar 2023 by 401(k)
holding SCHW Common Stock 8,042 01 Mar 2023 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units ("RSUs"), which was granted under the company's 2022 Stock Incentive Plan and vests in four equal installments beginning on the first anniversary of the grant date.
F2 The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of RSUs.
F3 Excludes 270 shares that were inadvertently over-reported in the Form 4 filed on November 3, 2022.