Carolyn Schwab-Pomerantz - Mar 1, 2023 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Mar 1, 2023
Transactions value $
-$37,773
Form type
4
Date filed
3/6/2023, 08:09 PM
Previous filing
Nov 3, 2022
Next filing
Oct 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Award $0 +3.11K +39.92% $0.00 10.9K Mar 1, 2023 Direct F1
transaction SCHW Common Stock Tax liability -$37.8K -489 -4.49% $77.25 10.4K Mar 1, 2023 Direct F2
holding SCHW Common Stock 1.73M Mar 1, 2023 by Trust F3
holding SCHW Common Stock 596K Mar 1, 2023 by Spouse as Trustee
holding SCHW Common Stock 2.8K Mar 1, 2023 by LLC
holding SCHW Common Stock 1.46K Mar 1, 2023 by 401(k)
holding SCHW Common Stock 8.04K Mar 1, 2023 by ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction constitutes a grant of restricted stock units ("RSUs"), which was granted under the company's 2022 Stock Incentive Plan and vests in four equal installments beginning on the first anniversary of the grant date.
F2 The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of RSUs.
F3 Excludes 270 shares that were inadvertently over-reported in the Form 4 filed on November 3, 2022.