Carolyn Schwab-Pomerantz - Oct 28, 2022 Form 4 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 28, 2022
Transactions value $
-$2,556,208
Form type
4
Date filed
11/1/2022, 05:21 PM
Previous filing
Nov 1, 2022
Next filing
Nov 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCHW Common Stock Sale -$1.5M -18.8K -1.06% $80.00 1.75M Oct 28, 2022 by Trust F1
transaction SCHW Common Stock Sale -$56.2K -700 -0.04% $80.30 1.74M Oct 28, 2022 by Trust F2
transaction SCHW Common Stock Sale -$1M -12.5K -2.05% $80.00 596K Oct 28, 2022 by Spouse as Trustee
holding SCHW Common Stock 10.3K Oct 28, 2022 Direct
holding SCHW Common Stock 2.8K Oct 28, 2022 by LLC
holding SCHW Common Stock 1.46K Oct 28, 2022 by 401(k) F3
holding SCHW Common Stock 3.11K Oct 28, 2022 by ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $80.000 to $80.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 This transaction was executed in multiple trades at prices ranging from $80.295 to $80.315. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This information is based on a plan statement as of September 30, 2022.