Carolyn Schwab-Pomerantz - Oct 26, 2022 Form 3 Insider Report for SCHWAB CHARLES CORP (SCHW)

Role
Director
Signature
/s/ Kristopher R. Tate, Attorney-in-fact
Stock symbol
SCHW
Transactions as of
Oct 26, 2022
Transactions value $
$0
Form type
3
Date filed
11/1/2022, 05:17 PM
Next filing
Nov 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SCHW Common Stock 10.3K Oct 26, 2022 Direct F1
holding SCHW Common Stock 2.8K Oct 26, 2022 by LLC
holding SCHW Common Stock 1.76M Oct 26, 2022 by Trust
holding SCHW Common Stock 609K Oct 26, 2022 by Spouse as Trustee
holding SCHW Common Stock 1.46K Oct 26, 2022 by 401(k) F2
holding SCHW Common Stock 3.11K Oct 26, 2022 by ESOP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SCHW Nonqualified Stock Option (right to buy) Oct 26, 2022 Common Stock 7.48K $28.44 Direct F3, F4
holding SCHW Nonqualified Stock Option (right to buy) Oct 26, 2022 Common Stock 6.9K $31.37 Direct F3, F5
holding SCHW Nonqualified Stock Option (right to buy) Oct 26, 2022 Common Stock 9.91K $31.65 Direct F3, F6
holding SCHW Nonqualified Stock Option (right to buy) Oct 26, 2022 Common Stock 6.68K $44.24 Direct F3, F7
holding SCHW Nonqualified Stock Option (right to buy) Oct 26, 2022 Common Stock 6.46K $46.39 Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported holding constitutes grants of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.
F2 This information is based on a plan statement as of September 30, 2022.
F3 Granted under the company's 2013 Stock Incentive Plan.
F4 The option vested in four equal annual installments beginning on November 3, 2015, the first anniversary of the grant date.
F5 The option vested in four equal annual installments beginning on November 2, 2016, the first anniversary of the grant date.
F6 The option vested in four equal annual installments beginning on November 1, 2017, the first anniversary of the grant date.
F7 The option vested in four equal annual installments beginning on November 1, 2018, the first anniversary of the grant date.
F8 The option vests in four equal annual installments beginning on November 1, 2019, the first anniversary of the grant date.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney