Tarek Robbiati - 19 Sep 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP & CFO
Signature: Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati
Issuer symbol: HPE
Transactions as of: 19 Sep 2022
Net transactions value: +$404,755
Form type: 4
Filing time: 21 Sep 2022, 16:25:08 UTC
Previous filing: 18 Jan 2022
Next filing: 31 Oct 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$618,718	+47,667		$12.98	47,667	19 Sep 2022	Direct
transaction	HPE	Common Stock	Tax liability	$213,962	-16,484	-35%	$12.98	31,183	19 Sep 2022	Direct
holding	HPE	Common Stock						182,559	19 Sep 2022	by The Robbiati Family Trust dated 02/04/20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-47,667	-50%		47,667	19 Sep 2022	Common Stock	47,667		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+697	+1.5%		46,401	08 Apr 2022	Common Stock	697		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+2,014	+1.6%		128,702	08 Apr 2022	Common Stock	2,014		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+1,934	+1.6%		122,380	08 Apr 2022	Common Stock	1,934		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+3,228	+1.6%		199,654	08 Apr 2022	Common Stock	3,228		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 627.0932 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 765.4435 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 5,600 vested RSU dividend equivalent rights and a de minimus adjustment of 0.72690 due to fractional rounding of the dividend.
F3	As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F4	As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F5	As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F6	As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.