Tarek Robbiati - Sep 19, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP & CFO
Signature
Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati
Stock symbol
HPE
Transactions as of
Sep 19, 2022
Transactions value $
$404,755
Form type
4
Date filed
9/21/2022, 04:25 PM
Previous filing
Jan 18, 2022
Next filing
Oct 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $619K +47.7K $12.98 47.7K Sep 19, 2022 Direct
transaction HPE Common Stock Tax liability -$214K -16.5K -34.58% $12.98 31.2K Sep 19, 2022 Direct
holding HPE Common Stock 183K Sep 19, 2022 by The Robbiati Family Trust dated 02/04/20

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -47.7K -50% 47.7K Sep 19, 2022 Common Stock 47.7K Direct F1, F2
transaction HPE Restricted Stock Units Award +697 +1.52% 46.4K Apr 8, 2022 Common Stock 697 Direct F1, F3
transaction HPE Restricted Stock Units Award +2.01K +1.59% 129K Apr 8, 2022 Common Stock 2.01K Direct F1, F4
transaction HPE Restricted Stock Units Award +1.93K +1.61% 122K Apr 8, 2022 Common Stock 1.93K Direct F1, F5
transaction HPE Restricted Stock Units Award +3.23K +1.64% 200K Apr 8, 2022 Common Stock 3.23K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 627.0932 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 765.4435 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 5,600 vested RSU dividend equivalent rights and a de minimus adjustment of 0.72690 due to fractional rounding of the dividend.
F3 As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 313.6994 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 382.9083 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F4 As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 907.0807 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,107.2024 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F5 As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 870.7304 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,062.8324 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.
F6 As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,453.8559 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, and 1,774.6080 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22.