Tarek Robbiati - Jan 13, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP & CFO
Signature
Derek Windham as Attorney-in-Fact for Tarek Robbiati
Stock symbol
HPE
Transactions as of
Jan 13, 2022
Transactions value $
-$1,787,328
Form type
4
Date filed
1/18/2022, 03:20 PM
Previous filing
Jan 6, 2022
Next filing
Sep 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$1.79M -102K -35.87% $17.50 183K Jan 13, 2022 by The Robbiati Family Trust dated 02/04/20 F1, F2
holding HPE Common Stock 0 Jan 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +589 +0.63% 93.9K Jan 7, 2022 Common Stock 589 Direct F3, F4
transaction HPE Restricted Stock Units Award +295 +0.65% 45.7K Jan 7, 2022 Common Stock 295 Direct F3, F5
transaction HPE Restricted Stock Units Award +853 +0.68% 127K Jan 7, 2022 Common Stock 853 Direct F3, F6
transaction HPE Restricted Stock Units Award +818 +0.68% 120K Jan 7, 2022 Common Stock 818 Direct F3, F7
transaction HPE Restricted Stock Units Award +1.37K +0.7% 196K Jan 7, 2022 Common Stock 1.37K Direct F3, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/08/21 as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust).
F2 The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.505. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 589.3870 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F5 As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 294.8371 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F6 As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 852.5394 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F7 As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 818.3748 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F8 As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,366.4378 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.