Tarek Robbiati - Oct 28, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP & CFO
Signature
Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati
Stock symbol
HPE
Transactions as of
Oct 28, 2022
Transactions value $
-$1,148,621
Form type
4
Date filed
10/31/2022, 04:52 PM
Previous filing
Sep 21, 2022
Next filing
Dec 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$1.15M -80.4K -37.63% $14.28 133K Oct 28, 2022 by The Robbiati Family Trust dated 02/04/20 F2, F3, F4
holding HPE Common Stock 0 Oct 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +405 +0.85% 48.1K Oct 7, 2022 Common Stock 405 Direct F5, F6
transaction HPE Restricted Stock Units Award +405 +0.87% 46.8K Oct 7, 2022 Common Stock 405 Direct F5, F7
transaction HPE Restricted Stock Units Award +1.17K +0.91% 130K Oct 7, 2022 Common Stock 1.17K Direct F5, F8
transaction HPE Restricted Stock Units Award +1.13K +0.92% 124K Oct 7, 2022 Common Stock 1.13K Direct F5, F9
transaction HPE Restricted Stock Units Award +1.88K +0.94% 202K Oct 7, 2022 Common Stock 1.88K Direct F5, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total direct beneficial ownership reflects a decrease of 31,183 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 10/10/22.
F2 The total indirect beneficial ownership reflects an increase of 31,183 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 10/10/22.
F3 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/01/22 as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust).
F4 The price in Column 4 is a weighted average price. The prices actually paid ranged from $14.25 to $14.370349. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F5 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F6 As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.1493 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F7 As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 405.3419 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F8 As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,172.0706 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F9 As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,125.1011 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F10 As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,878.5778 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.