Irv Rothman - 15 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Derek Windham as Attorney-in-Fact for Irv Rothman
Issuer symbol: HPE
Transactions as of: 15 Dec 2021
Net transactions value: $0
Form type: 4
Filing time: 17 Dec 2021, 17:51:23 UTC
Previous filing: 13 Dec 2021
Next filing: 13 Sep 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$21,608	+1,461	+2.1%	$14.79	71,576	15 Dec 2021	Direct
transaction	HPE	Common Stock	Tax liability	$21,608	-1,461	-2%	$14.79	70,115	15 Dec 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-1,461	-4.3%		32,664	15 Dec 2021	Common stock	1,461		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Content

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.