Irv Rothman - Dec 15, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Derek Windham as Attorney-in-Fact for Irv Rothman
Stock symbol: HPE
Transactions as of: Dec 15, 2021
Transactions value $: $0
Form type: 4
Date filed: 12/17/2021, 05:51 PM
Previous filing: Dec 13, 2021
Next filing: Sep 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$21.6K	+1.46K	+2.08%	$14.79	71.6K	Dec 15, 2021	Direct
transaction	HPE	Common Stock	Tax liability	-$21.6K	-1.46K	-2.04%	$14.79	70.1K	Dec 15, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-1.46K	-4.28%		32.7K	Dec 15, 2021	Common stock	1.46K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Content

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

As previously reported, on 12/10/20 the reporting person was granted 49,505 Restricted Stock Units ("RSUs"), 16,501 of which vested on 12/10/21, 15,771 of which will vest on 12/10/22 and 15,772 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.