Daniel Joseph Houston - Mar 1, 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex P. Montz
Stock symbol
PFG
Transactions as of
Mar 1, 2022
Transactions value $
$0
Form type
4
Date filed
3/3/2022, 04:36 PM
Previous filing
Feb 10, 2022
Next filing
Mar 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 -33.7K -30.5% $0.00 76.9K Mar 1, 2022 Direct F1, F3
transaction PFG Common Stock Award $0 -35.7K -24.07% $0.00 113K Mar 1, 2022 Direct F2
holding PFG Common Stock 45.8K Mar 1, 2022 By Trust F4
holding PFG Common Stock 125K Mar 1, 2022 By Trust F5
holding PFG Common Stock 3.52K Mar 1, 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance based restricted stock units granted February 25, 2019.
F2 Grant of restricted stock units.
F3 Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F4 Joan M. Houston 2021 Trust
F5 Daniel J. Houston 2019 DGT Exempt Trust