Daniel Joseph Houston - 01 Mar 2022 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex P. Montz
Issuer symbol
PFG
Transactions as of
01 Mar 2022
Net transactions value
$0
Form type
4
Filing time
03 Mar 2022, 16:36:51 UTC
Previous filing
10 Feb 2022
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 -33,743 -31% $0.000000 76,879 01 Mar 2022 Direct F1, F3
transaction PFG Common Stock Award $0 -35,680 -24% $0.000000 112,559 01 Mar 2022 Direct F2
holding PFG Common Stock 45,823 01 Mar 2022 By Trust F4
holding PFG Common Stock 125,000 01 Mar 2022 By Trust F5
holding PFG Common Stock 3,515 01 Mar 2022 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance based restricted stock units granted February 25, 2019.
F2 Grant of restricted stock units.
F3 Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F4 Joan M. Houston 2021 Trust
F5 Daniel J. Houston 2019 DGT Exempt Trust