Daniel Joseph Houston - 31 Dec 2021 Form 5 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex Montz
Issuer symbol
PFG
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
10 Feb 2022, 13:06:40 UTC
Previous filing
23 Dec 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Gift $0 -45,823 -52% $0.000000 43,136 01 Nov 2021 Direct F1, F2
holding PFG Common Stock 45,823 31 Dec 2021 By Trust F1, F3
holding PFG Common Stock 125,000 31 Dec 2021 By 401(k) Plan F4
holding PFG Common Stock 3,515 31 Dec 2021 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 1, 2021, the reporting person transferred 45,823 shares of Principal Financial Group, Inc. common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F2 Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3 Joan M. Houston 2021 Trust
F4 Daniel J. Houston 2019 DGT Exempt Trust