Daniel Joseph Houston - 21 Dec 2021 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Chairman, President & CEO, Director
Signature
Alex P. Montz, by Power of Attorney
Issuer symbol
PFG
Transactions as of
21 Dec 2021
Net transactions value
+$1,055
Form type
4
Filing time
23 Dec 2021, 13:13:41 UTC
Previous filing
28 Sep 2021
Next filing
10 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $1,055 +15 +0.9% $70.33 1,689 21 Dec 2021 Common Stock 15 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.