William J. McDonald - 31 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: William J. McDonald
Issuer symbol: HUM
Transactions as of: 31 Dec 2021
Net transactions value: +$96,897
Form type: 4
Filing time: 04 Jan 2022, 08:20:13 UTC
Previous filing: 04 Oct 2021
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						2,276	31 Dec 2021	See Footnote.	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$10,249	+22	+0.21%	$465.85	10,699	31 Dec 2021	Humana Common	22		Direct	F3
transaction	HUM	Restricted Stock Units	Award	$86,648	+186	+12%	$465.85	1,686	31 Dec 2021	Humana Common	186		Direct	F4
transaction	HUM	Restricted Stock Units	Award	$0	+412		$0.000000	412	03 Jan 2022	Humana Common	412		Direct	F5
holding	HUM	Restricted Stock Units						25,902	31 Dec 2021	Humana Common	25,902		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
F2	Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3	Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4	Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F5	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/22.