William J. McDonald - Dec 31, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
William J. McDonald
Stock symbol
HUM
Transactions as of
Dec 31, 2022
Transactions value $
$91,853
Form type
4
Date filed
1/4/2023, 01:17 PM
Previous filing
Jan 4, 2022
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2.28K Dec 31, 2022 See Footnote. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $91.9K +180 +10.68% $510.30 1.87K Dec 31, 2022 Humana Common 180 Direct F4
transaction HUM Restricted Stock Units Award $0 +380 $0.00 380 Jan 3, 2023 Humana Common 380 Direct F5
holding HUM Restricted Stock Units 26.3K Dec 31, 2022 Humana Common 26.3K Direct F2
holding HUM Restricted Stock Units 10.7K Dec 31, 2022 Humana Common 10.7K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
F2 Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F5 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
F6 Due to scrivener's error on previous Form 4s, the total deferred shares from Director cash fee conversion into stock units was off by 1 share. Corrected amount is currently reported.