William J. McDonald - 31 Dec 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
William J. McDonald
Issuer symbol
HUM
Transactions as of
31 Dec 2022
Net transactions value
+$91,853
Form type
4
Filing time
04 Jan 2023, 13:17:01 UTC
Previous filing
04 Jan 2022
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2,276 31 Dec 2022 See Footnote. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Award $91,853 +180 +11% $510.30 1,866 31 Dec 2022 Humana Common 180 Direct F4
transaction HUM Restricted Stock Units Award $0 +380 $0.000000 380 03 Jan 2023 Humana Common 380 Direct F5
holding HUM Restricted Stock Units 26,314 31 Dec 2022 Humana Common 26,314 Direct F2
holding HUM Restricted Stock Units 10,698 31 Dec 2022 Humana Common 10,698 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
F2 Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3 Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F5 Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/23.
F6 Due to scrivener's error on previous Form 4s, the total deferred shares from Director cash fee conversion into stock units was off by 1 share. Corrected amount is currently reported.