William J. McDonald - Sep 30, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role: Director
Signature: William J. McDonald
Stock symbol: HUM
Transactions as of: Sep 30, 2021
Transactions value $: $28,368
Form type: 4
Date filed: 10/4/2021, 09:37 AM
Previous filing: Jul 2, 2021
Next filing: Jan 4, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						2.28K	Sep 30, 2021	See Footnote.	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Restricted Stock Units	Award	$28.4K	+72	+0.68%	$394.00	10.7K	Sep 30, 2021	Humana Common	72		Direct	F3
holding	HUM	Restricted Stock Units						25.5K	Sep 30, 2021	Humana Common	25.5K		Direct	F2
holding	HUM	Restricted Stock Units						1.5K	Sep 30, 2021	Humana Common	1.5K		Direct	F4
holding	HUM	Restricted Stock Units						403	Sep 30, 2021	Humana Common	403		Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held in Living Trust in the reporting person's name, with the reporting person's spouse as sole trustee, established October 26, 2020.
F2	Annual Director's fee payable in stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F3	Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F4	Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F5	Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.