Alan R. May - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, Chief People Officer
Signature
Derek Windham as Attorney-in-Fact for Alan R. May
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$1,745,202
Form type
4
Date filed
12/13/2021, 04:45 PM
Previous filing
Jun 9, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $781K +50.8K +25.86% $15.38 247K Dec 9, 2021 Direct F1
transaction HPE Common Stock Tax liability -$362K -23.5K -9.52% $15.38 224K Dec 9, 2021 Direct
transaction HPE Common Stock Award $629K +40.9K +18.28% $15.38 264K Dec 9, 2021 Direct F2
transaction HPE Common Stock Tax liability -$281K -18.2K -6.9% $15.38 246K Dec 9, 2021 Direct
transaction HPE Common Stock Options Exercise $435K +28.6K +11.62% $15.21 275K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$200K -13.2K -4.8% $15.21 262K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $47.7K +3.13K +1.2% $15.21 265K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$22K -1.44K -0.55% $15.21 263K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $480K +31.6K +11.99% $15.21 295K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$213K -14K -4.75% $15.21 281K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $37.9K +2.49K +0.89% $15.21 283K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$16.8K -1.11K -0.39% $15.21 282K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $685K +45K +15.96% $15.21 327K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$270K -17.7K -5.41% $15.21 310K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $23.3K +1.53K +0.49% $15.21 311K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$9.17K -603 -0.19% $15.21 311K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -28.6K -100% 0 Dec 10, 2021 Common Stock 28.6K Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -31.6K -48.1% 34.1K Dec 10, 2021 Common Stock 31.6K Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -45K -32.59% 93.1K Dec 10, 2021 Common Stock 45K Direct F3, F6
transaction HPE Restricted Stock Units Award +106K 106K Dec 9, 2021 Common Stock 106K Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.
F5 As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.
F7 On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.