Alan R. May - 09 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, Chief People Officer
Signature
Derek Windham as Attorney-in-Fact for Alan R. May
Issuer symbol
HPE
Transactions as of
09 Dec 2021
Net transactions value
+$1,745,202
Form type
4
Filing time
13 Dec 2021, 16:45:42 UTC
Previous filing
09 Jun 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $780,858 +50,771 +26% $15.38 247,088 09 Dec 2021 Direct F1
transaction HPE Common Stock Tax liability $361,876 -23,529 -9.5% $15.38 223,559 09 Dec 2021 Direct
transaction HPE Common Stock Award $628,596 +40,871 +18% $15.38 264,430 09 Dec 2021 Direct F2
transaction HPE Common Stock Tax liability $280,562 -18,242 -6.9% $15.38 246,188 09 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $434,976 +28,598 +12% $15.21 274,786 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $200,422 -13,177 -4.8% $15.21 261,609 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $47,653 +3,133 +1.2% $15.21 264,742 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $21,963 -1,444 -0.55% $15.21 263,298 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $480,119 +31,566 +12% $15.21 294,864 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $212,834 -13,993 -4.7% $15.21 280,871 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $37,919 +2,493 +0.89% $15.21 283,364 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $16,822 -1,106 -0.39% $15.21 282,258 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $684,982 +45,035 +16% $15.21 327,293 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $269,552 -17,722 -5.4% $15.21 309,571 10 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $23,302 +1,532 +0.49% $15.21 311,103 10 Dec 2021 Direct
transaction HPE Common Stock Tax liability $9,172 -603 -0.19% $15.21 310,500 10 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -28,598 -100% 0 10 Dec 2021 Common Stock 28,598 Direct F3, F4
transaction HPE Restricted Stock Units Options Exercise -31,566 -48% 34,057 10 Dec 2021 Common Stock 31,566 Direct F3, F5
transaction HPE Restricted Stock Units Options Exercise -45,035 -33% 93,132 10 Dec 2021 Common Stock 45,035 Direct F3, F6
transaction HPE Restricted Stock Units Award +105,657 105,657 09 Dec 2021 Common Stock 105,657 Direct F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 237.6565 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 233.2944 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 3,133 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1852 due to fractional rounding of the dividend.
F5 As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 31,566 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 524.6427 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 515.01290 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,493 vested RSU dividend equivalent rights and a de minimus adjustment of 0.65390 due to fractional rounding of the dividend.
F6 As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,122.77290 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,102.16450 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 1,532 vested RSU dividend equivalent rights and a de minimus adjustment of 0.80570 due to fractional rounding of the dividend.
F7 On 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.