Alan R. May - 15 Dec 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, Chief People Officer
Signature
Derek Windham as Attorney-in-Fact for Alan R. May
Issuer symbol
HPE
Transactions as of
15 Dec 2021
Net transactions value
$0
Form type
4
Filing time
17 Dec 2021, 17:51:37 UTC
Previous filing
13 Dec 2021
Next filing
07 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $18,902 +1,278 +0.41% $14.79 311,778 15 Dec 2021 Direct
transaction HPE Common Stock Tax liability $18,902 -1,278 -0.41% $14.79 310,500 15 Dec 2021 Direct
transaction HPE Common Stock Options Exercise $49,694 +3,360 +1.1% $14.79 313,860 15 Dec 2021 Direct
transaction HPE Common Stock Tax liability $49,694 -3,360 -1.1% $14.79 310,500 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -1,278 -3.8% 32,779 15 Dec 2021 Common Stock 1,278 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -3,360 -3.6% 89,772 15 Dec 2021 Common Stock 3,360 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.