Alan R. May - Dec 15, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, Chief People Officer
Signature
Derek Windham as Attorney-in-Fact for Alan R. May
Stock symbol
HPE
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 05:51 PM
Previous filing
Dec 13, 2021
Next filing
Jun 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $18.9K +1.28K +0.41% $14.79 312K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$18.9K -1.28K -0.41% $14.79 311K Dec 15, 2021 Direct
transaction HPE Common Stock Options Exercise $49.7K +3.36K +1.08% $14.79 314K Dec 15, 2021 Direct
transaction HPE Common Stock Tax liability -$49.7K -3.36K -1.07% $14.79 311K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -1.28K -3.75% 32.8K Dec 15, 2021 Common Stock 1.28K Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -3.36K -3.61% 89.8K Dec 15, 2021 Common Stock 3.36K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/19 the reporting person was granted 94,697 Restricted Stock Units ("RSUs"), 31,565 of which vested on 12/10/20, 31,566 of which vested on 12/10/21, and 30,288 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
F3 As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which vested on 12/10/21, and 43,356 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.