Alan R. May - 07 Jun 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, Chief People Officer
Signature: Derek Windham as Attorney-in-Fact for Alan R. May
Issuer symbol: HPE
Transactions as of: 07 Jun 2021
Net transactions value: -$244,500
Form type: 4
Filing time: 09 Jun 2021, 16:26:22 UTC
Next filing: 13 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	$244,500	-15,000	-7.1%	$16.30	196,317	07 Jun 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+216	+0.7%		31,260	07 Apr 2021	Common Stock	216		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+476	+0.72%		67,076	07 Apr 2021	Common Stock	476		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+1,020	+0.75%		137,473	07 Apr 2021	Common Stock	1,020		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/21.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/18 the reporting person was granted 85,793 Restricted Stock Units ("RSUs"), 28,597 of which vested on 12/10/19, 28,598 of which vested on 12/10/20 and 28,598 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 215.8340 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4	As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which vested on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 476.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5	As previously reported, on 12/10/20 the reporting person was granted 135,107 RSUs, 45,035 of which will vest on 12/10/21, and 45,036 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,019.67550 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.