Bruce D. Broussard - Nov 5, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Nov 5, 2021
Transactions value $
-$10,590,026
Form type
4
Date filed
11/9/2021, 09:21 AM
Previous filing
Jul 6, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $3.85M +14.3K +22.07% $268.47 79.4K Nov 5, 2021 Direct
transaction HUM Humana Common Options Exercise $8.3M +26.9K +33.94% $307.97 106K Nov 5, 2021 Direct
transaction HUM Humana Common Sale -$18.7M -41.3K -38.84% $454.13 65K Nov 5, 2021 Direct F10
transaction HUM Humana Common Sale -$3.99M -8.72K -13.41% $457.40 56.3K Nov 5, 2021 Direct F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Options Options Exercise $0 -14.3K -97.47% $0.00 372 Nov 5, 2021 Humana Common 14.7K $268.47 Direct F1
transaction HUM Options Options Exercise $0 -26.9K -66.67% $0.00 13.5K Nov 5, 2021 Humana Common 40.4K $307.97 Direct F2
holding HUM Options 40.3K Nov 5, 2021 Humana Common 40.3K $350.79 Direct F3
holding HUM Options 30.4K Nov 5, 2021 Humana Common 30.4K $376.61 Direct F4
holding HUM Restricted Stock Units 3.05K Nov 5, 2021 Humana Common 3.05K Direct F5, F7
holding HUM Restricted Stock Units 5.35K Nov 5, 2021 Humana Common 5.35K Direct F6, F8
holding HUM Restricted Stock Units 7.39K Nov 5, 2021 Humana Common 7.39K Direct F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
F10 Reported price is weighted average sales price.