BRUCE D. BROUSSARD - 01 Jul 2021 Form 4 Insider Report for KEYCORP /NEW/ (KEY)

Role
Director
Signature
Carrie A. Benedict POA for Bruce D. Broussard
Issuer symbol
KEY
Transactions as of
01 Jul 2021
Net transactions value
$0
Form type
4
Filing time
06 Jul 2021, 18:47:11 UTC
Previous filing
24 Jun 2021
Next filing
09 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KEY Common Shares Options Exercise +6,781 +53% 19,587 01 Jul 2021 Direct F1
holding KEY Common Shares 11,778 01 Jul 2021 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KEY Deferred Shares Options Exercise -6,781 -20% 27,263 01 Jul 2021 Common Shares 6,781 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Deferred Share is the economic equivalent of one Common Share.
F2 These shares are held in a living trust. The reporting person is trustee of the trust.
F3 Includes approximately 288 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2021.