Bruce D. Broussard - Dec 15, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Stock symbol
HUM
Transactions as of
Dec 15, 2021
Transactions value $
-$1,481,177
Form type
4
Date filed
12/17/2021, 09:55 AM
Previous filing
Nov 9, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3.05K +5.41% $0.00 59.3K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$551K -1.2K -2.02% $459.85 58.1K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +2.67K +4.6% $0.00 60.8K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$484K -1.05K -1.73% $459.85 59.8K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +2.46K +4.12% $0.00 62.2K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$446K -970 -1.56% $459.85 61.3K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -3.05K -100% $0.00* 0 Dec 15, 2021 Humana Common 3.05K Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -2.67K -50% $0.00 2.67K Dec 15, 2021 Humana Common 2.67K Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -2.46K -33.33% $0.00 4.93K Dec 15, 2021 Humana Common 2.46K Direct F6, F9
holding HUM Options 372 Dec 15, 2021 Humana Common 372 $268.47 Direct F1
holding HUM Options 13.5K Dec 15, 2021 Humana Common 13.5K $307.97 Direct F2
holding HUM Options 40.3K Dec 15, 2021 Humana Common 40.3K $350.79 Direct F3
holding HUM Options 30.4K Dec 15, 2021 Humana Common 30.4K $376.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.