BRUCE D. BROUSSARD - 15 Dec 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
President & CEO, Director
Signature
Bruce D. Broussard
Issuer symbol
HUM
Transactions as of
15 Dec 2021
Net transactions value
-$1,481,177
Form type
4
Filing time
17 Dec 2021, 09:55:06 UTC
Previous filing
09 Nov 2021
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +3,045 +5.4% $0.000000 59,339 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $551,360 -1,199 -2% $459.85 58,140 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +2,673 +4.6% $0.000000 60,813 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $483,762 -1,052 -1.7% $459.85 59,761 15 Dec 2021 Direct
transaction HUM Humana Common Options Exercise $0 +2,464 +4.1% $0.000000 62,225 15 Dec 2021 Direct
transaction HUM Humana Common Tax liability $446,054 -970 -1.6% $459.85 61,255 15 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -3,045 -100% $0.000000* 0 15 Dec 2021 Humana Common 3,045 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -2,673 -50% $0.000000 2,673 15 Dec 2021 Humana Common 2,673 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -2,464 -33% $0.000000 4,929 15 Dec 2021 Humana Common 2,464 Direct F6, F9
holding HUM Options 372 15 Dec 2021 Humana Common 372 $268.47 Direct F1
holding HUM Options 13,470 15 Dec 2021 Humana Common 13,470 $307.96 Direct F2
holding HUM Options 40,290 15 Dec 2021 Humana Common 40,290 $350.79 Direct F3
holding HUM Options 30,425 15 Dec 2021 Humana Common 30,425 $376.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.