Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ISO | Common Stock | Conversion of derivative security | +2.7M | 2.7M | Oct 12, 2021 | By Perceptive Life Sciences Master Fund, Ltd. | F1, F2, F5 | |||
transaction | ISO | Common Stock | Conversion of derivative security | +336K | 336K | Oct 12, 2021 | By Perceptive Credit Holdings III, LP | F1, F3, F6 | |||
transaction | ISO | Common Stock | Conversion of derivative security | +205K | 205K | Oct 12, 2021 | By PCOF EQ AIV III, LP | F1, F4, F7 | |||
transaction | ISO | Common Stock | Purchase | $12.8M | +850K | +31.43% | $15.00* | 3.55M | Oct 12, 2021 | By Perceptive Life Sciences Master Fund, Ltd. | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ISO | Series D Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -325K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 2.6M | By Perceptive Life Sciences Master Fund, Ltd. | F1, F2 | |
transaction | ISO | Series D Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -40.4K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 323K | By Perceptive Credit Holdings III, LP | F1, F3 | |
transaction | ISO | Series D Redeemable Convertible Preferred Stock | Conversion of derivative security | $0 | -24.6K | -100% | $0.00* | 0 | Oct 12, 2021 | Common Stock | 197K | By PCOF EQ AIV III, LP | F1, F4 |
Id | Content |
---|---|
F1 | Shares of Series D Redeemable Convertible Preferred Stock, par value $0.001, of the Issuer (the "Preferred Stock") were convertible on a one-for-eight basis into shares of Common Stock of the Issuer at the option of the holder at any time and automatically converted upon the closing of the Issuer's initial public offering (the "IPO"). The Preferred Stock had no expiration date. |
F2 | The securities are directly held by Perceptive Life Sciences Master Fund, Ltd. ("Master Fund"). Perceptive Advisors LLC (the "Advisor") is the investment manager of the Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
F3 | The securities are directly held by Perceptive Credit Holdings III, LP ("PCH III"). Perceptive Credit Advisors, LLC ("Perceptive Credit") is the investment manager to PCH III. Joseph Edelman is the managing member of Perceptive Credit. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
F4 | The securities are directly held by PCOF EQ AIV III, LP ("PCOF"). Perceptive Credit is the investment manager to PCOF. Joseph Edelman is the managing member of Perceptive Credit. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. |
F5 | Includes 104,475 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. |
F6 | Includes 12,978 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. |
F7 | Includes 7,917 shares of Common Stock issued per dividends accrued to but not including October 12, 2021. |