| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.37% | $4.00* | 7.95M | Sep 11, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$444K | -1K | -0.01% | $443.92 | 7.95M | Sep 11, 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | -$623K | -1.4K | -0.02% | $445.16 | 7.95M | Sep 11, 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | -$2.45M | -5.5K | -0.07% | $446.12 | 7.94M | Sep 11, 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | -$1.79M | -4K | -0.05% | $447.06 | 7.94M | Sep 11, 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | -$1.43M | -3.2K | -0.04% | $448.10 | 7.93M | Sep 11, 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | -$1.03M | -2.3K | -0.03% | $449.20 | 7.93M | Sep 11, 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | -$1.78M | -3.95K | -0.05% | $450.13 | 7.93M | Sep 11, 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | -$2.07M | -4.59K | -0.06% | $451.25 | 7.92M | Sep 11, 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | -$637K | -1.41K | -0.02% | $452.09 | 7.92M | Sep 11, 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | -$408K | -900 | -0.01% | $452.98 | 7.92M | Sep 11, 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Sale | -$136K | -300 | 0% | $454.56 | 7.92M | Sep 11, 2023 | Direct | F1, F12 |
| transaction | NVDA | Common Stock | Sale | -$45.7K | -100 | 0% | $456.80 | 7.92M | Sep 11, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$91.7K | -200 | 0% | $458.27 | 7.92M | Sep 11, 2023 | Direct | F1, F13 |
| transaction | NVDA | Common Stock | Sale | -$276K | -600 | -0.01% | $459.63 | 7.92M | Sep 11, 2023 | Direct | F1, F14 |
| transaction | NVDA | Common Stock | Sale | -$92.1K | -200 | 0% | $460.41 | 7.92M | Sep 11, 2023 | Direct | F1, F15 |
| transaction | NVDA | Common Stock | Sale | -$22.6K | -49 | 0% | $461.63 | 7.92M | Sep 11, 2023 | Direct | F1 |
| holding | NVDA | Common Stock | 60.6M | Sep 7, 2023 | By Trust | F16 | |||||
| holding | NVDA | Common Stock | 4.95M | Sep 7, 2023 | By Partnership | F17 | |||||
| holding | NVDA | Common Stock | 2.23M | Sep 7, 2023 | By Irrevocable Trust | F18 | |||||
| holding | NVDA | Common Stock | 5.01M | Sep 7, 2023 | By Irrevocable Remainder Trust | F19 | |||||
| holding | NVDA | Common Stock | 2.97M | Sep 7, 2023 | The Lori Lynn Huang 2016 Annuity Trust II Agreement | ||||||
| holding | NVDA | Common Stock | 2.97M | Sep 7, 2023 | The Jen-Hsun Huang 2016 Annuity Trust II Agreement |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -12.5% | $0.00 | 208K | Sep 11, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F20 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $443.55 to $444.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $444.57 to $445.56. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $445.59 to $446.58. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $446.62 to $447.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $447.67 to $448.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $448.69 to $449.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $449.74 to $450.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $450.74 to $451.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $451.75 to $452.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $452.77 to $453.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Represents weighted average sales price. The shares were sold at prices ranging from $454.50 to $454.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F13 | Represents weighted average sales price. The shares were sold at prices ranging from $458.02 to $458.51. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F14 | Represents weighted average sales price. The shares were sold at prices ranging from $459.10 to $460.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F15 | Represents weighted average sales price. The shares were sold at prices ranging from $460.14 to $460.68. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F16 | The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| F17 | The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. |
| F18 | The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee. |
| F19 | The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee. |
| F20 | Fully vested. |
This is the second of two Form 4s being filed for the same Reporting Person for transactions made on September 7, 2023, September 8, 2023, and September11, 2023.