| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.38% | $4.00* | 7.83M | Sep 6, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$747K | -1.6K | -0.02% | $466.87 | 7.83M | Sep 6, 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | -$1.33M | -2.85K | -0.04% | $467.67 | 7.83M | Sep 6, 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | -$1.36M | -2.9K | -0.04% | $468.66 | 7.82M | Sep 6, 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | -$3.3M | -7.02K | -0.09% | $469.63 | 7.82M | Sep 6, 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | -$3.88M | -8.25K | -0.11% | $470.57 | 7.81M | Sep 6, 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | -$849K | -1.8K | -0.02% | $471.46 | 7.81M | Sep 6, 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | -$142K | -300 | 0% | $472.54 | 7.81M | Sep 6, 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | -$94.7K | -200 | 0% | $473.57 | 7.8M | Sep 6, 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | -$143K | -300 | 0% | $475.89 | 7.8M | Sep 6, 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | -$95.6K | -200 | 0% | $477.95 | 7.8M | Sep 6, 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Sale | -$336K | -700 | -0.01% | $479.53 | 7.8M | Sep 6, 2023 | Direct | F1, F12 |
| transaction | NVDA | Common Stock | Sale | -$273K | -568 | -0.01% | $480.44 | 7.8M | Sep 6, 2023 | Direct | F1, F13 |
| transaction | NVDA | Common Stock | Sale | -$289K | -600 | -0.01% | $481.71 | 7.8M | Sep 6, 2023 | Direct | F1, F14 |
| transaction | NVDA | Common Stock | Sale | -$676K | -1.4K | -0.02% | $482.86 | 7.8M | Sep 6, 2023 | Direct | F1, F15 |
| transaction | NVDA | Common Stock | Sale | -$193K | -400 | -0.01% | $483.46 | 7.8M | Sep 6, 2023 | Direct | F1, F16 |
| transaction | NVDA | Common Stock | Sale | -$242K | -500 | -0.01% | $484.74 | 7.8M | Sep 6, 2023 | Direct | F1, F17 |
| transaction | NVDA | Common Stock | Sale | -$48.5K | -100 | 0% | $485.44 | 7.8M | Sep 6, 2023 | Direct | F1 |
| holding | NVDA | Common Stock | 60.6M | Sep 1, 2023 | By Trust | F18 | |||||
| holding | NVDA | Common Stock | 4.95M | Sep 1, 2023 | By Partnership | F19 | |||||
| holding | NVDA | Common Stock | 2.23M | Sep 1, 2023 | By Irrevocable Trust | F20 | |||||
| holding | NVDA | Common Stock | 5.01M | Sep 1, 2023 | By Irrevocable Remainder Trust | F21 | |||||
| holding | NVDA | Common Stock | 2.97M | Sep 1, 2023 | The Lori Lynn Huang 2016 Annuity Trust II Agreement | ||||||
| holding | NVDA | Common Stock | 2.97M | Sep 1, 2023 | The Jen-Hsun Huang 2016 Annuity Trust II Agreement |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -7.14% | $0.00 | 386K | Sep 6, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F22 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $466.13 to $467.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $467.14 to $468.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $468.14 to $469.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $469.14 to $470.13. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $470.14 to $471.11. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $471.15 to $472.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $472.17 to $472.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $473.22 to $473.92 The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $475.76 to $476.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $477.86 to $478.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Represents weighted average sales price. The shares were sold at prices ranging from $479.00 to $479.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F13 | Represents weighted average sales price. The shares were sold at prices ranging from $480.25 to $480.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F14 | Represents weighted average sales price. The shares were sold at prices ranging from $481.29 to $482.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F15 | Represents weighted average sales price. The shares were sold at prices ranging from $482.30 to $483.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F16 | Represents weighted average sales price. The shares were sold at prices ranging from $483.34 to $483.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F17 | Represents weighted average sales price. The shares were sold at prices ranging from $484.43 to $485.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F18 | The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee. |
| F19 | The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner. |
| F20 | The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee. |
| F21 | The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee. |
| F22 | Fully vested. |
This is the second of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6, 2023.