| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.37% | $4.00* | 7.95M | Sep 12, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$178K | -400 | -0.01% | $446.19 | 7.95M | Sep 12, 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | -$89.4K | -200 | 0% | $446.97 | 7.95M | Sep 12, 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | -$1.69M | -3.76K | -0.05% | $448.96 | 7.94M | Sep 12, 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | -$1.12M | -2.5K | -0.03% | $449.89 | 7.94M | Sep 12, 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | -$1.61M | -3.57K | -0.04% | $450.84 | 7.94M | Sep 12, 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | -$3.14M | -6.95K | -0.09% | $451.90 | 7.93M | Sep 12, 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | -$1.75M | -3.86K | -0.05% | $452.94 | 7.93M | Sep 12, 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | -$2.36M | -5.2K | -0.07% | $453.80 | 7.92M | Sep 12, 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | -$837K | -1.84K | -0.02% | $454.91 | 7.92M | Sep 12, 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | -$638K | -1.4K | -0.02% | $455.90 | 7.92M | Sep 12, 2023 | Direct | F1, F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -14.29% | $0.00 | 178K | Sep 12, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F12 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $445.62 to $446.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $446.83 to $447.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $448.34 to $449.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $449.35 to $450.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $450.35 to $451.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $451.38 to $452.35. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $452.40 to $453.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $453.42 to $454.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $454.45 to $455.44. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $455.49 to $456.38. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Fully vested. |
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 12, 2023 and September 13, 2023.