| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $118,752 | +29,688 | +0.38% | $4.00* | 7,829,813 | 07 Sep 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | $272,242 | -600 | -0.01% | $453.74 | 7,829,213 | 07 Sep 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | $648,608 | -1,426 | -0.02% | $454.84 | 7,827,787 | 07 Sep 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | $1,014,859 | -2,226 | -0.03% | $455.91 | 7,825,561 | 07 Sep 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | $3,457,771 | -7,571 | -0.1% | $456.71 | 7,817,990 | 07 Sep 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | $2,655,225 | -5,800 | -0.07% | $457.80 | 7,812,190 | 07 Sep 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | $2,003,891 | -4,368 | -0.06% | $458.77 | 7,807,822 | 07 Sep 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | $505,519 | -1,100 | -0.01% | $459.56 | 7,806,722 | 07 Sep 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | $968,721 | -2,100 | -0.03% | $461.30 | 7,804,622 | 07 Sep 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | $1,893,921 | -4,097 | -0.05% | $462.27 | 7,800,525 | 07 Sep 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | $185,182 | -400 | -0.01% | $462.96 | 7,800,125 | 07 Sep 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Options Exercise | $475,000 | +118,750 | +1.5% | $4.00* | 7,918,875 | 08 Sep 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29,688 | -7.7% | $0.000000 | 356,248 | 07 Sep 2023 | Common Stock | 29,688 | $4.00 | Direct | F1, F12 |
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -118,750 | -33% | $0.000000 | 237,498 | 08 Sep 2023 | Common Stock | 118,750 | $4.00 | Direct | F12 |
Jen Hsun Huang is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $453.13 to $454.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $454.20 to $455.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $455.22 to $456.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $456.23 to $457.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $457.27 to $458.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $458.30 to $459.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $459.36 to $459.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $460.79 to $461.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $461.79 to $462.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $462.82 to $463.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Fully vested. |
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 7, 2023, September 8, 2023, and September11, 2023.