| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common Stock | Options Exercise | $119K | +29.7K | +0.38% | $4.00* | 7.83M | Sep 7, 2023 | Direct | F1 |
| transaction | NVDA | Common Stock | Sale | -$272K | -600 | -0.01% | $453.74 | 7.83M | Sep 7, 2023 | Direct | F1, F2 |
| transaction | NVDA | Common Stock | Sale | -$649K | -1.43K | -0.02% | $454.84 | 7.83M | Sep 7, 2023 | Direct | F1, F3 |
| transaction | NVDA | Common Stock | Sale | -$1.01M | -2.23K | -0.03% | $455.91 | 7.83M | Sep 7, 2023 | Direct | F1, F4 |
| transaction | NVDA | Common Stock | Sale | -$3.46M | -7.57K | -0.1% | $456.71 | 7.82M | Sep 7, 2023 | Direct | F1, F5 |
| transaction | NVDA | Common Stock | Sale | -$2.66M | -5.8K | -0.07% | $457.80 | 7.81M | Sep 7, 2023 | Direct | F1, F6 |
| transaction | NVDA | Common Stock | Sale | -$2M | -4.37K | -0.06% | $458.77 | 7.81M | Sep 7, 2023 | Direct | F1, F7 |
| transaction | NVDA | Common Stock | Sale | -$506K | -1.1K | -0.01% | $459.56 | 7.81M | Sep 7, 2023 | Direct | F1, F8 |
| transaction | NVDA | Common Stock | Sale | -$969K | -2.1K | -0.03% | $461.30 | 7.8M | Sep 7, 2023 | Direct | F1, F9 |
| transaction | NVDA | Common Stock | Sale | -$1.89M | -4.1K | -0.05% | $462.27 | 7.8M | Sep 7, 2023 | Direct | F1, F10 |
| transaction | NVDA | Common Stock | Sale | -$185K | -400 | -0.01% | $462.96 | 7.8M | Sep 7, 2023 | Direct | F1, F11 |
| transaction | NVDA | Common Stock | Options Exercise | $475K | +119K | +1.52% | $4.00* | 7.92M | Sep 8, 2023 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -29.7K | -7.69% | $0.00 | 356K | Sep 7, 2023 | Common Stock | 29.7K | $4.00 | Direct | F1, F12 |
| transaction | NVDA | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -119K | -33.33% | $0.00 | 237K | Sep 8, 2023 | Common Stock | 119K | $4.00 | Direct | F12 |
Jen Hsun Huang is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023. |
| F2 | Represents weighted average sales price. The shares were sold at prices ranging from $453.13 to $454.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Represents weighted average sales price. The shares were sold at prices ranging from $454.20 to $455.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F4 | Represents weighted average sales price. The shares were sold at prices ranging from $455.22 to $456.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $456.23 to $457.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $457.27 to $458.20. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $458.30 to $459.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Represents weighted average sales price. The shares were sold at prices ranging from $459.36 to $459.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F9 | Represents weighted average sales price. The shares were sold at prices ranging from $460.79 to $461.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F10 | Represents weighted average sales price. The shares were sold at prices ranging from $461.79 to $462.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F11 | Represents weighted average sales price. The shares were sold at prices ranging from $462.82 to $463.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F12 | Fully vested. |
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 7, 2023, September 8, 2023, and September11, 2023.