Stephen S. Romaine - 12 Nov 2025 Form 4 Insider Report for TOMPKINS FINANCIAL CORP (TMP)

Role: President & CEO, Director
Signature: /s/ Stephen S. Romaine
Issuer symbol: TMP
Transactions as of: 12 Nov 2025
Net transactions value: +$314,885
Form type: 4
Filing time: 14 Nov 2025, 16:54:46 UTC
Previous filing: 12 Nov 2025
Next filing: 13 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
ROMAINE STEPHEN S	President & CEO, Director	TOMPKINS FINANCIAL CORPORATION, P.O. BOX 460, ITHACA	/s/ Stephen S. Romaine	13 Nov 2025	0001201525

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMP	Common Stock	Award	$314,885	+4,645	+7.3%	$67.79	68,372	12 Nov 2025	Direct	F1
holding	TMP	Common Stock						11,260	12 Nov 2025	by 401(k)/ISOP
holding	TMP	Common Stock						5,999	12 Nov 2025	by ESOP

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.