Michael James Carlson - 30 Jun 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
PRESIDENT, MANAGED SERVICES & OEM HARDWARE
Signature
/s/ Michael Carlson
Issuer symbol
STEM
Transactions as of
30 Jun 2025
Net transactions value
$0
Form type
4
Filing time
02 Jul 2025, 18:43:25 UTC
Previous filing
17 Mar 2025
Next filing
30 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Carlson Michael James PRESIDENT, MANAGED SERVICES & OEM HARDWARE 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON /s/ Michael Carlson 02 Jul 2025 0001948274

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +11,000 $0.000000 11,000 30 Jun 2025 Common Stock, Par Value 0.0001 Per Share 11,000 Direct F1, F2
transaction STEM Performance Stock Unit Award $0 +5,500 $0.000000 5,500 30 Jun 2025 Common Stock, Par Value 0.0001 Per Share 5,500 Direct F1, F3
transaction STEM Stock Options Award $0 +5,500 $0.000000 5,500 30 Jun 2025 Common Stock, Par Value 0.0001 Per Share 5,500 $6.23 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.
F3 On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.
F4 On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Remarks:

PRESIDENT, MANAGED SERVICES & OEM HARDWARE