Michael James Carlson - 11 Mar 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Operating Officer
Signature
/s/ Saul R. Laureles, attorney-in-fact
Issuer symbol
STEM
Transactions as of
11 Mar 2025
Net transactions value
-$11,207
Form type
4
Filing time
17 Mar 2025, 16:30:08 UTC
Previous filing
21 Feb 2025
Next filing
02 Jul 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +70,834 +44% $0.000000 231,879 11 Mar 2025 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $11,207 -27,739 -12% $0.4040 204,140 12 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -70,834 -13% $0.000000 455,686 11 Mar 2025 Common Stock, Par Value $0.0001 Per Share 70,834 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2 On May 28, 2024, the reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025.