Daisy Y. Ha - 22 May 2025 Form 4 Insider Report for HOPE BANCORP INC (HOPE)

Role
Director
Signature
/s/Claire Hur as attorney-in-fact for Daisy Ha
Issuer symbol
HOPE
Transactions as of
22 May 2025
Net transactions value
+$53,999
Form type
4
Filing time
27 May 2025, 20:00:21 UTC
Previous filing
07 Nov 2024
Next filing
06 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HA DAISY Y Director 3200 WILSHIRE BLVD. STE. 1400, LOS ANGELES /s/Claire Hur as attorney-in-fact for Daisy Ha 27 May 2025 0001595570

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOPE Common Stock Award $53,999 +5,357 +1.2% $10.08 452,163 22 May 2025 Direct F1
holding HOPE Common Stock 141,427 22 May 2025 By self as Trustee of Kana Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOPE Non-qualified stock option (right to buy) 20,000 22 May 2025 Common Stock 20,000 $17.18 Direct F2
holding HOPE Non-qualified stock option (right to buy) 4,404 22 May 2025 Common Stock 4,404 $14.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total 5,357 Restricted Stock Units ("RSU") were granted on May 22, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 5,357 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
F2 Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
F3 Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.