| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| HA DAISY Y | Director | 3200 WILSHIRE BLVD. STE. 1400, LOS ANGELES | /s/Claire Hur as attorney-in-fact for Daisy Ha | 06 Feb 2026 | 0001595570 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOPE | Common Stock | Sale | $320,954 | -25,533 | -45% | $12.57 | 31,020 | 05 Feb 2026 | By self and spouse as Trustees of Kim Ha Living Trust | F1 |
| transaction | HOPE | Common Stock | Sale | $387,130 | -31,020 | -100% | $12.48 | 0 | 06 Feb 2026 | By self and spouse as Trustees of Kim Ha Living Trust | F2 |
| holding | HOPE | Common Stock | 452,163 | 05 Feb 2026 | Direct | ||||||
| holding | HOPE | Common Stock | 141,427 | 05 Feb 2026 | By self as Trustee of Kana Trust | ||||||
| holding | HOPE | Common Stock | 56,553 | 05 Feb 2026 | By self and spouse as Trustees of Kim Ha Living Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HOPE | Non-qualified stock option (right to buy) | 20,000 | 05 Feb 2026 | Common Stock | 20,000 | $17.18 | Direct | F3 | |||||
| holding | HOPE | Non-qualified stock option (right to buy) | 4,404 | 05 Feb 2026 | Common Stock | 4,404 | $14.65 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.60, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.51, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| F3 | Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018. |
| F4 | Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share. |