Y. Ha - Nov 7, 2024 Form 4 Insider Report for HOPE BANCORP INC (HOPE)

Role
Director
Signature
/s/Claire Hur as attorney-in-fact for Daisy Ha
Stock symbol
HOPE
Transactions as of
Nov 7, 2024
Transactions value $
-$374,840
Form type
4
Date filed
11/7/2024, 04:06 PM
Previous filing
Jul 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOPE Common Stock Sale -$375K -27.1K -5.72% $13.83 447K Nov 7, 2024 Direct F1
holding HOPE Common Stock 141K Nov 7, 2024 By self as Trustee of Kana Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOPE Non-qualified stock option (right to buy) 20K Nov 7, 2024 Common Stock 20K $17.18 Direct F2
holding HOPE Non-qualified stock option (right to buy) 4.4K Nov 7, 2024 Common Stock 4.4K $14.65 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $13.95, inclusive. The reporting person undertakes to provide to HOPE Bancorp, Inc., any security holder of HOPE Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
F3 Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.