Osamu R. Watanabe - 27 Mar 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Issuer symbol
MC
Transactions as of
27 Mar 2025
Net transactions value
$0
Form type
4
Filing time
31 Mar 2025, 21:18:26 UTC
Previous filing
21 Feb 2025
Next filing
24 Jun 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2020 Incentive RSUs Award $0 +23 +1.1% $0.000000 2,159 27 Mar 2025 Class A Common Stock 23 $0.000000 Direct F1, F2
transaction MC 2021 Incentive RSUs Award $0 +44 +1.1% $0.000000 4,073 27 Mar 2025 Class A Common Stock 44 $0.000000 Direct F1, F3
transaction MC 2022 Incentive RSUs Award $0 +63 +1.1% $0.000000 5,825 27 Mar 2025 Class A Common Stock 63 $0.000000 Direct F1, F4
transaction MC 2023 Incentive RSUs Award $0 +66 +1.1% $0.000000 6,150 27 Mar 2025 Class A Common Stock 66 $0.000000 Direct F1, F5
transaction MC 2024 Incentive RSUs Award $0 +69 +1.1% $0.000000 6,381 27 Mar 2025 Class A Common Stock 69 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.