Osamu R. Watanabe - 20 Jun 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Issuer symbol
MC
Transactions as of
20 Jun 2025
Net transactions value
$0
Form type
4
Filing time
24 Jun 2025, 17:13:35 UTC
Previous filing
31 Mar 2025
Next filing
29 Jul 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
WATANABE OSAMU R. General Counsel, Secretary C/O MOELIS & COMPANY, 399 PARK AVE, 5TH FLOOR, NEW YORK /s/ Osamu Watanabe 24 Jun 2025 0001604471

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2020 Incentive RSUs Award $0 +25 +1.1% $0.000000 2,184 20 Jun 2025 Class A Common Stock 25 $0.000000 Direct F1, F2
transaction MC 2021 Incentive RSUs Award $0 +47 +1.1% $0.000000 4,120 20 Jun 2025 Class A Common Stock 47 $0.000000 Direct F1, F3
transaction MC 2022 Incentive RSUs Award $0 +67 +1.1% $0.000000 5,892 20 Jun 2025 Class A Common Stock 67 $0.000000 Direct F1, F4
transaction MC 2023 Incentive RSUs Award $0 +71 +1.1% $0.000000 6,221 20 Jun 2025 Class A Common Stock 71 $0.000000 Direct F1, F5
transaction MC 2024 Incentive RSUs Award $0 +73 +1.1% $0.000000 6,454 20 Jun 2025 Class A Common Stock 73 $0.000000 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.