Osamu R. Watanabe - 19 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Issuer symbol
MC
Transactions as of
19 Feb 2025
Net transactions value
-$419,129
Form type
4
Filing time
21 Feb 2025, 19:15:18 UTC
Previous filing
14 Feb 2025
Next filing
31 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +12,004 +9163% 12,135 19 Feb 2025 Direct F1
transaction MC Class A Common Stock Tax liability $215 -3 -0.02% $74.00 12,132 19 Feb 2025 Direct
transaction MC Class A Common Stock Sale $418,914 -5,661 -47% $74.00 6,471 19 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -4,413 -100% $0.000000 0 19 Feb 2025 Class A Common Stock 4,413 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2,136 -50% $0.000000 2,136 19 Feb 2025 Class A Common Stock 2,136 Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -2,015 -33% $0.000000 4,029 19 Feb 2025 Class A Common Stock 2,015 Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1,920 -25% $0.000000 5,762 19 Feb 2025 Class A Common Stock 1,920 Direct F3
transaction MC 2023 Incentive Restricted Stock Units Options Exercise $0 -1,520 -20% $0.000000 6,084 19 Feb 2025 Class A Common Stock 1,520 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.