Upton Jerome T. - 14 Feb 2025 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Issuer symbol
GNW
Transactions as of
14 Feb 2025
Net transactions value
-$111,522
Form type
4
Filing time
19 Feb 2025, 17:20:27 UTC
Previous filing
26 Mar 2024
Next filing
28 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Common Stock Options Exercise +36,486 +11% 373,137 14 Feb 2025 Direct F1
transaction GNW Common Stock Tax liability $71,306 -9,768 -2.6% $7.30 363,369 14 Feb 2025 Direct F2
transaction GNW Common Stock Options Exercise +20,576 +5.7% 383,945 14 Feb 2025 Direct F1
transaction GNW Common Stock Tax liability $40,216 -5,509 -1.4% $7.30 378,436 14 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -36,486 -50% $0.000000 36,486 14 Feb 2025 Common Stock 36,486 Direct F1, F3
transaction GNW Restricted Stock Units Options Exercise $0 -20,576 -100% $0.000000 0 14 Feb 2025 Common Stock 20,576 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Common Stock on a 1:1 basis.
F2 The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 14, 2025.
F3 Restricted Stock Units vested and converted to Common Stock on February 14, 2025.